Sanctions and Compliance Training · UAE Edition
Train Your Team to Stay Sanctions-Compliant
Sanctions compliance leaves no margin for error. Train your workforce to understand and apply UAE sanctions obligations under the CBUAE, the UAE Executive Office for AML/CFT, and international frameworks.
- ~45 minutes
- SCORM / xAPI compatible
Delivering more than one course? Check our Plans and Pricing.
Trusted by teams at
Audit-Ready Regulatory Compliance
This training module provides the definitive tracking and assessment evidence required by global regulators and internal auditors.
Defensible Assessments
Satisfies auditor evidence requests.
Goes beyond the 'next' button with rigorous knowledge checks to prove actual employee comprehension.
Automated Reporting
Exportable to CSV for instant audit delivery.
Generates instant compliance logs detailing exactly who trained on what, when, and their final score.
Policy Attestation
Two compliance birds, one stone.
Allows you to attach internal guidelines directly to the course for simultaneous training and policy sign-off.
Course completion generates audit-ready evidence including timestamps, assessment scores, and certificates.
What will your workforce and vendors learn?
The outcomes learners walk away with
Understanding Sanctions & UAE Obligations
Learn what sanctions and embargoes are and how UAE regulations enforce them.
Identifying High-Risk Customers & Transactions
Recognize sanctioned individuals, entities, jurisdictions, and high-risk activities.
Applying Screening & Due Diligence
Understand sanctions screening requirements across onboarding, payments, and trade.
Managing Third-Party & Trade Risks
Identify risks related to intermediaries, ownership structures, and cross-border activity.
Handling Potential Matches & Escalation
Know how to respond to name matches, false positives, and confirmed hits.
Reporting & Regulatory Expectations
Understand internal escalation and reporting obligations in line with CBUAE guidance.
Reducing Exposure to Violations
Apply best practices to avoid breaches and ensure compliance across functions.
Course modules
Actionable, audit-defensible curriculum
01Section 1: Overview of Sanctions & UAE Framework
This section introduces sanctions and embargoes within the UAE regulatory context. Learners explore the role of CBUAE, the UAE Executive Office, and international bodies such as the UN, OFAC, and EU.
02Section 2: Sanctions Screening & Due Diligence
Learners gain practical knowledge on implementing sanctions controls, including screening customers, transactions, and trade activities.
03Section 3: Handling Matches, Escalation & Reporting
This section focuses on how employees should respond to potential sanctions matches. Learners understand the difference between false positives and true hits, escalation procedures, and internal reporting requirements.
04Section 4: Summary and Assessment
This final section reinforces key concepts, including UAE-specific obligations, screening processes, and employee responsibilities. Learners complete an assessment to validate their understanding.
Who's it for?
For UAE Banks & Financial Institutions.
Your workforce
Customer Onboarding & KYC Teams , Payments & Operations Teams , Trade Finance & Logistics Teams, Compliance, Risk & Legal Teams
Your vendors and suppliers
Contractors, suppliers, third parties and partners who access your systems or data.
Get a quote for this course.
- An advisor reviews your requirements and responds within one business day, preferably to schedule a call.
- Pricing is scoped to the number of users and your delivery model.
Certification
Completion earns an audit-ready certificate
Every learner who completes the course receives a certificate — verifiable proof for auditors and regulators.
Company-branded certificates are issued on the Enterprise and Managed Vendor Training plans.
Earn the Credential
Employees who complete the course and score 80% or higher on the assessments receive the Sanctions and Compliance training certificate.
Digital & Shareable
Certificates are delivered digitally and can be proudly shared on internal platforms or LinkedIn.
Company-Branded Certificate
Each certificate features your organization’s name, reinforcing your internal security culture.
How to run this course in your organisation
Deliver it through custom learning paths for your employees and vendors — with an optional dedicated LMS for full data sovereignty.
View plans and get a quote
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Frequently asked questions
Common queries on deployment and customization
What is sanctions compliance?
Sanctions compliance refers to the processes and controls organisations implement to ensure they do not conduct business with sanctioned individuals, entities, countries, or sectors. Sanctions are restrictions imposed by governments and international bodies to achieve foreign policy and national security objectives.
What sanctions regimes apply in the UAE?
UAE financial institutions must comply with multiple sanctions regimes: UAE domestic sanctions (administered by the Executive Office for Control and Non-Proliferation), UN Security Council sanctions, and in practice, many institutions also screen against US OFAC and EU sanctions lists due to international business relationships and correspondent banking requirements.
What is sanctions screening?
Sanctions screening is the process of checking customers, transactions, and counterparties against sanctions lists to identify prohibited or restricted parties. Screening must be conducted at customer onboarding, before processing transactions, when sanctions lists are updated, and periodically against the entire customer base.
What happens if a sanctions match is found?
If screening identifies a potential match, the institution must investigate to determine if it is a true match or a false positive. True matches require the institution to freeze the relevant assets or reject the transaction, file a report with the relevant authorities, and refrain from processing any further transactions involving the sanctioned party until authorised to do so.
What are the penalties for sanctions violations in the UAE?
Penalties for sanctions violations can include significant financial fines, criminal prosecution of individuals and institutions, restrictions on business activities, and reputational damage. The UAE has strengthened its enforcement framework and is actively pursuing sanctions violations as part of its commitment to international compliance standards.
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